14. Shareholdings of Members of the Board of Directors and the Executive Committee

Audited information

1. Board of Directors

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Shares held

Name

  

Number of shares granted1

  

Value of shares granted1

  

Number of shares granted

  

Value of shares granted

  

Number of privately held shares

  

Number of privately held shares

 

  

31.12.2017

  

31.12.2017

  

31.12.2016

  

31.12.2016

  

31.12.2017

  

31.12.2016

1

The number of shares granted for the period from Annual General Meeting to Annual General Meeting (April to March) as part of the BoD share program will be determined after the balance sheet date. The number disclosed is based on the amount of an estimated fair value of the shares at the grant date. Therefore corrections for the prior-year period were necessary.

2

After taking over the function as CEO, no further Board of Directors’ compensations are extended. Please refer to the Executive Committee table.

3

Thereof: 240 271 held by »The Honoré T. Wamsler Trust«

Rudolf Wehrli

  

8 000

  

200 000

  

10 667

  

200 006

  

77 605

  

66 438

Günter von Au

  

6 000

  

150 000

  

8 000

  

150 000

  

52 212

  

44 212

Peter Chen

  

4 000

  

100 000

  

5 334

  

100 013

  

29 809

  

24 475

Hariolf Kottmann2

  

See EC Overview

Eveline Saupper

  

4 000

  

100 000

  

5 334

  

100 013

  

11 334

  

6 000

Carlo G. Soave

  

4 000

  

100 000

  

5 334

  

100 013

  

32 088

  

39 575

Peter Steiner

  

4 000

  

100 000

  

5 334

  

100 013

  

5 334

  

—

Claudia Suessmuth Dyckerhoff

  

4 000

  

100 000

  

5 334

  

100 013

  

6 434

  

—

Susanne Wamsler

  

4 000

  

100 000

  

5 334

  

100 013

  

969 5163

  

964 1823

Konstantin Winterstein

  

4 000

  

100 000

  

5 334

  

100 013

  

6 019 849

  

6 014 515

Total

  

42 000

  

1 050 000

  

56 005

  

1 050 097

  

7 204 181

  

7 159 397

No options were granted to members of the Board of Directors for the years 2017 and 2016, nor did any member of the Board of Directors hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the Executive Committee, please refer to the .

2. Executive Committee

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Shares held

Name

  

Number of shares granted1

  

Value of shares granted1

  

Number of shares granted

  

Value of shares granted

  

Number of shares within vesting period

  

Number of shares within vesting period

  

Number of privately held shares

  

Number of privately held shares

 

  

for 2017

  

for 2017

  

for 2016

  

for 2016

  

31.12.2017

  

31.12.2016

  

31.12.2017

  

31.12.2016

1

The number of shares granted as part of the matching share program will be determined after the balance sheet date. The number disclosed is based on a bonus payout of 72.8%, the amount of variable estimated remuneration accrued and an estimated fair value of the shares at the grant date. Therefore corrections are necessary.

Hariolf Kottmann

  

49 407

  

1 170 016

  

75 028

  

1 300 172

  

143 171

  

152 325

  

447 421

  

449 135

Britta Fuenfstueck

  

27 478

  

644 466

  

35 596

  

602 450

  

44 020

  

20 784

  

7 406

  

—

Patrick Jany

  

27 478

  

644 466

  

40 496

  

691 533

  

80 569

  

84 237

  

378 996

  

354 196

Christian Kohlpaintner

  

27 478

  

644 466

  

40 496

  

691 533

  

80 569

  

84 237

  

305 135

  

280 335

Total

  

131 841

  

3 103 414

  

191 616

  

3 285 688

  

348 329

  

341 583

  

1 138 958

  

1 083 666

No options were granted to members of the for the years 2017 and 2016, nor did any member of the Executive Committee hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the Executive Committee, please refer to the .

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. VIEW ENTIRE GLOSSARY

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