14. Shareholdings of Members of the Board of Directors and the Executive Committee

Audited information

1. Board of Directors

Shares held

Name

 

Number of shares granted1

 

Value of shares granted1

 

Number of shares granted

 

Value of shares granted

 

Number of privately held shares

 

Number of privately held shares

 

 

for 2018

 

for 2018

 

for 2017

 

for 2017

 

31.12.2018

 

31.12.2017

1

The number of shares granted for the period from annual general meeting to annual general meeting (April to March) as part of the BoD share program will be determined after the balance sheet date. The number disclosed is based on the amount of an estimated fair value of the shares at the grant date. Therefore corrections for the prior-year period were necessary.

2

Board of Directors’ compensations is extended only since retirement as CEO and appointment as Chairman of the Board of Directors.

3

Thereof: 240 271 held by »The Honoré T. Wamsler Trust«

4

Pro rata as of 16 October 2018 in his function as Chairman of the BoD.

5

This amounts includes corrections from non-transaction related internal calculation errors in previous years. Additional 29 295 PSUs still in vesting from grants received as CEO.

6

Former BoD members include Rudolf Wehrli and Peter Chen who left 16 October 2018. Pro rata cash payment for 2018 instead of shares.

Hariolf Kottmann2

 

6 8754

 

137 500

 

See EC Overview

 

 

 

404 2675

 

See EC Overview

Günter von Au

 

6 354

 

127 080

 

5 962

 

150 004

 

58 507

 

52 212

Evelin Saupper

 

5 000

 

100 000

 

3 975

 

100 011

 

15 309

 

11 334

Carlo G. Soave

 

5 000

 

100 000

 

3 975

 

100 011

 

36 063

 

32 088

Peter Steiner

 

5 000

 

100 000

 

3 975

 

100 011

 

9 309

 

5 334

Claudia Suessmuth Dyckerhoff

 

5 000

 

100 000

 

3 975

 

100 011

 

10 409

 

6 434

Susanne Wamsler

 

5 000

 

100 000

 

3 975

 

100 011

 

976 741

 

969 5163

Konstantin Winterstein

 

5 000

 

100 000

 

3 975

 

100 011

 

6 077 824

 

6 019 849

Abdullah Mohammed Alissa

 

2 292

 

45 840

 

 

 

 

Dr. Khaled Homza Nahas

 

2 750

 

55 000

 

 

 

 

Calum MacLean

 

2 292

 

45 840

 

 

 

 

Geoffery Merszei

 

2 292

 

45 840

 

 

 

 

former BoD members6

 

 

175 000

 

11 925

 

300 033

 

 

107 414

Total

 

52 855

 

1 232 100

 

41 737

 

1 050 103

 

7 588 429

 

7 204 181

No options were granted to members of the Board of Directors for the years 2018 and 2017, nor did any member of the Board of Directors hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the , please refer to the .

2. Executive Committee

Shares held

Name

 

Number of shares granted

 

Value of shares granted

 

Number of shares granted1

 

Value of shares granted1

 

Number of shares within vesting period

 

Number of shares within vesting period

 

Number of privately held shares

 

Number of privately held shares

 

 

for 2018

 

for 2018

 

for 2017

 

for 2017

 

31.12.2018

 

31.12.2017

 

31.12.2018

 

31.12.2017

1

Correction needed due to adjustments of the final share price at grant date.

2

No EC member at 31 December 2018 any longer, please refer to BoD overview.

3

Pro rata grant due to retirement as CEO.

4

Hans Bohnen became EC member in October 2018, therefore no shares granted as EC member for 2018. Number of shares within vesting period result from prior LTIP grants in senior leadership roles at Clariant.

5

All unvested grants forfeited upon termination.

Hariolf Kottmann

 

5423

 

13 648

 

51 965

 

1 168 858

 

29 295

 

143 171

 

2

 

447 421

Ernesto Occhiello

 

 

 

 

 

 

 

 

Britta Fuenfstueck5

 

 

 

28 592

 

644 004

 

 

44 020

 

 

7 406

Hans Bohnen4

 

 

 

 

 

25 084

 

 

87 247

 

Patrick Jany

 

14 844

 

373 772

 

28 592

 

644 004

 

79 368

 

80 569

 

394 713

 

378 996

Christian Kohlpaintner

 

14 844

 

373 772

 

28 594

 

644 049

 

79 368

 

80 569

 

320 853

 

305 135

Total

 

30 230

 

761 192

 

137 743

 

3 100 915

 

213 115

 

348 329

 

802 813

 

1 138 958

No options were granted to members of the Executive Committee for the years 2018 and 2017, nor did any member of the hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the Executive Committee, please refer to the .

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. View entire glossary

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. View entire glossary

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