14. Shareholdings of Members of the Board of Directors and the Executive Committee

Audited information

1. Board of Directors

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Shares held

Name

  

Number of shares granted1

  

Value of shares granted1

  

Number of shares granted

  

Value of shares granted

  

Number of privately held shares

  

Number of privately held shares

 

  

for 2018

  

for 2018

  

for 2017

  

for 2017

  

31.12.2018

  

31.12.2017

1

The number of shares granted for the period from annual general meeting to annual general meeting (April to March) as part of the BoD share program will be determined after the balance sheet date. The number disclosed is based on the amount of an estimated fair value of the shares at the grant date. Therefore corrections for the prior-year period were necessary.

2

Board of Directors’ compensations is extended only since retirement as CEO and appointment as Chairman of the Board of Directors.

3

Thereof: 240 271 held by »The Honoré T. Wamsler Trust«

4

Pro rata as of 16 October 2018 in his function as Chairman of the BoD.

5

This amounts includes corrections from non-transaction related internal calculation errors in previous years. Additional 29 295 PSUs still in vesting from grants received as CEO.

6

Former BoD members include Rudolf Wehrli and Peter Chen who left 16 October 2018. Pro rata cash payment for 2018 instead of shares.

Hariolf Kottmann2

  

6 8754

  

137 500

  

See EC Overview

  

 

  

404 2675

  

See EC Overview

Günter von Au

  

6 354

  

127 080

  

5 962

  

150 004

  

58 507

  

52 212

Evelin Saupper

  

5 000

  

100 000

  

3 975

  

100 011

  

15 309

  

11 334

Carlo G. Soave

  

5 000

  

100 000

  

3 975

  

100 011

  

36 063

  

32 088

Peter Steiner

  

5 000

  

100 000

  

3 975

  

100 011

  

9 309

  

5 334

Claudia Suessmuth Dyckerhoff

  

5 000

  

100 000

  

3 975

  

100 011

  

10 409

  

6 434

Susanne Wamsler

  

5 000

  

100 000

  

3 975

  

100 011

  

976 741

  

969 5163

Konstantin Winterstein

  

5 000

  

100 000

  

3 975

  

100 011

  

6 077 824

  

6 019 849

Abdullah Mohammed Alissa

  

2 292

  

45 840

  

—

  

—

  

—

  

—

Dr. Khaled Homza Nahas

  

2 750

  

55 000

  

—

  

—

  

—

  

—

Calum MacLean

  

2 292

  

45 840

  

—

  

—

  

—

  

—

Geoffery Merszei

  

2 292

  

45 840

  

—

  

—

  

—

  

—

former BoD members6

  

—

  

175 000

  

11 925

  

300 033

  

—

  

107 414

Total

  

52 855

  

1 232 100

  

41 737

  

1 050 103

  

7 588 429

  

7 204 181

No options were granted to members of the Board of Directors for the years 2018 and 2017, nor did any member of the Board of Directors hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the , please refer to the .

2. Executive Committee

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Shares held

Name

  

Number of shares granted

  

Value of shares granted

  

Number of shares granted1

  

Value of shares granted1

  

Number of shares within vesting period

  

Number of shares within vesting period

  

Number of privately held shares

  

Number of privately held shares

 

  

for 2018

  

for 2018

  

for 2017

  

for 2017

  

31.12.2018

  

31.12.2017

  

31.12.2018

  

31.12.2017

1

Correction needed due to adjustments of the final share price at grant date.

2

No EC member at 31 December 2018 any longer, please refer to BoD overview.

3

Pro rata grant due to retirement as CEO.

4

Hans Bohnen became EC member in October 2018, therefore no shares granted as EC member for 2018. Number of shares within vesting period result from prior LTIP grants in senior leadership roles at Clariant.

5

All unvested grants forfeited upon termination.

Hariolf Kottmann

  

5423

  

13 648

  

51 965

  

1 168 858

  

29 295

  

143 171

  

—2

  

447 421

Ernesto Occhiello

  

—

  

—

  

—

  

—

  

—

  

—

  

—

  

—

Britta Fuenfstueck5

  

—

  

—

  

28 592

  

644 004

  

—

  

44 020

  

—

  

7 406

Hans Bohnen4

  

—

  

—

  

—

  

—

  

25 084

  

—

  

87 247

  

—

Patrick Jany

  

14 844

  

373 772

  

28 592

  

644 004

  

79 368

  

80 569

  

394 713

  

378 996

Christian Kohlpaintner

  

14 844

  

373 772

  

28 594

  

644 049

  

79 368

  

80 569

  

320 853

  

305 135

Total

  

30 230

  

761 192

  

137 743

  

3 100 915

  

213 115

  

348 329

  

802 813

  

1 138 958

No options were granted to members of the Executive Committee for the years 2018 and 2017, nor did any member of the hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the Executive Committee, please refer to the .

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. View entire glossary

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. View entire glossary

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