14. Shareholdings of Members of the Board of Directors and the Executive Committee

Audited information

1. Board of Directors

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Shares held

Name

  

Number of shares granted

  

Value of shares granted

  

Number of shares granted1

  

Value of shares granted1

  

Number of privately held shares

  

Number of privately held shares

 

  

for 2019

  

for 2019

  

for 2018

  

for 2018

  

31.12.2019

  

31.12.2018

1

The number of shares granted for the period from annual general meeting to annual general meeting (April to March) as part of the BoD share program will be determined after the balance sheet date. The number disclosed is based on the amount of an estimated fair value of the shares at the grant date. Therefore corrections for the prior-year period were necessary.

2

Pro rata as of 16 October 2018 in his function as Chairman of the BoD.

3

Thereof: 240 271 held by the »Honoré T. Wamsler Trust«.

4

Former BoD members include Rudolf Wehrli and Peter Chen who left 16 October 2018. Pro rata cash payment for 2018 instead of shares

5

Additionally 8 624 shares in vesting on 31.12.2019 resulting from previous years’ participation in LTI plans as CEO.

Hariolf Kottmann

  

13 953

  

300 000

  

6 4832

  

137 504

  

430 7505

  

404 267

Günter von Au

  

4 651

  

100 000

  

5 992

  

127 090

  

64 499

  

58 507

Evelin Saupper

  

4 651

  

100 000

  

4 715

  

100 005

  

20 024

  

15 309

Carlo G. Soave

  

4 651

  

100 000

  

4 715

  

100 005

  

40 778

  

36 063

Peter Steiner

  

4 651

  

100 000

  

4 715

  

100 005

  

14 024

  

9 309

Claudia Suessmuth Dyckerhoff

  

4 651

  

100 000

  

4 715

  

100 005

  

15 124

  

10 409

Susanne Wamsler

  

4 651

  

100 000

  

4 715

  

100 005

  

1 175 2863

  

976 7413

Konstantin Winterstein

  

4 651

  

100 000

  

4 715

  

100 005

  

6 082 539

  

6 077 824

Abdullah Mohammed Alissa

  

4 651

  

100 000

  

2 161

  

45 835

  

2 161

  

—

Dr. Khaled Homza Nahas

  

5 581

  

120 000

  

2 594

  

55 019

  

2 594

  

—

Calum MacLean

  

4 651

  

100 000

  

2 161

  

45 835

  

2 161

  

—

Geoffery Merszei

  

4 651

  

100 000

  

2 161

  

45 835

  

2 161

  

—

Former member4

  

—

  

—

  

—

  

175 000

  

—

  

—

Total

  

66 044

  

1 420 000

  

49 842

  

1 232 148

  

7 852 101

  

7 588 429

No options were granted to members of the Board of Directors for the years 2019 and 2018, nor did any member of the Board of Directors hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the , please refer to the .

2. Executive Committee

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Shares held

Name

  

Number of shares granted

  

Value of shares granted

  

Number of shares granted

  

Value of shares granted

  

Number of shares within vesting period

  

Number of shares within vesting period

  

Number of privately held shares

  

Number of privately held shares

 

  

for 2019

  

for 2019

  

for 2018

  

for 2018

  

31.12.2019

  

31.12.2018

  

31.12.2019

  

31.12.2018

1

Bernd Hoegemann became EC member in November 2019, therefore no shares granted as EC member for 2019. Number of shares within vesting period result from prior LTIP grants in senior leadership roles at Clariant.

2

Former members include Ernesto Occhiello (CEO) and Christian Kohlpaintner with pro rated grants due to resignation in 2019; 2018 values also include Hariolf Kottmann who retired as CEO in 2018; Hariolf Kottmann did not receive any shares in his role as Executive Chairman in 2019 (see ).

Bernd Hoegemann1

  

—

  

—

  

—

  

—

  

26 758

  

—

  

56 899

  

—

Hans Bohnen

  

47 141

  

750 013

  

—

  

—

  

62 259

  

25 084

  

100 625

  

87 247

Patrick Jany

  

47 141

  

750 013

  

14 844

  

373 772

  

94 052

  

79 368

  

417 686

  

394 713

Former Members2

  

21 556

  

324 183

  

15 386

  

387 420

  

NA

  

108 663

  

NA

  

320 853

Total

  

115 838

  

1 824 209

  

30 230

  

761 192

  

183 069

  

213 115

  

575 210

  

802 813

No options were granted to members of the Executive Committee for the years 2019 and 2018, nor did any member of the Executive Committee hold any options in those years.

For detailed information regarding emoluments of the Board of Directors and the , please refer to the .

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. View entire glossary

Executive Committee

Management body of joint stock companies; at Clariant the Executive Committee currently comprises four members. View entire glossary

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